Job Description
A permanent position has arisen for a Regulatory Compliance Specialist working within the Group Risk, Legal and Compliance team. The role, which reports to the Chief Compliance Officer, will support and embed the regulatory risk framework in all businesses. The role would suit an individual with a genuine interest in protecting the business, understanding the markets in which we operate and supporting the continuous improvement of our control environment.
The main responsibilities for the role holder will include:
• Supporting the submission of regulatory returns for the Group Companies
• Maintenance of various internal governance papers and registers
• Undertaking compliance assurance reviews
• Review and respond to regulatory consultations
• Monitor and interpret regulation
• Preparation of Board and Committee reports
• Provide regulatory compliance advice and support to key strategic projects
To ensure that the role is carried out to the desired level, the successful candidate should have the following skills:
• It would be advantageous to hold a relevant industry qualification e.g. ICA International Diploma or equivalent; or the willingness to work towards and achieve within the first 18 months in the role
• Good understanding of the markets that we operate in and knowledge of regulations and legislation within the financial services sector
• The ability to influence and challenge constructively
• Business understanding and wider commercial insight
• Meticulous attention to detail
• Embrace change and comfortable working on multiple activities simultaneously
• Work independently to tight timelines
• Track record for delivering timely, credible, subject matter expertise
• Excellent written and verbal communication skills
this role is based in Douglas
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Salary Negotiable
