Senior Administrator – Compliance & Risk

  • Post Date: February 27, 2023
  • Isle of Man
Job Description

This is an excellent opportunity for a professional Senior Administrator seeking a new challenge in a well-established and successful independent fiduciary. The purpose of the role is to provide day to day compliance administration support to the Client Services and Fund teams, including CDD reviews.

Role Responsibilities:
– Assist client facing teams in determining CDD requirements and reviewing CDD.
– Refer non-standard CDD issues to the Compliance Manager for review.
– Undertake client file reviews to ensure compliance with requirements.
– Assist with preparation of regulatory returns.
– Assist with reviewing new advertising/promotional material for adherence to applicable regulations.
– Assist with reviewing Fund Governance, Scheme Particulars / Offering Documents for adherence to applicable regulations.
– Assist with Intermediary/Fund broker appointment process and review ongoing Intermediary/broker arrangements.
– Help promote an effective Compliance and Risk Awareness culture.

Skills & Experience Required:
– Ability to produce quality work to strict deadlines
– Technical knowledge of fiduciary structures
– Technical knowledge of Funds
– Demonstrable robust communication skills
– Identify and analyse problems by interpreting data available
– A team player with ability to communicate with all levels
– Experience of TCSP fiduciary and Funds
– Experience of regulatory compliance and risk
– Understanding of IOM regulatory regimes
– Educated to Degree level
– Current experience of working in a similar regulatory environment
– Already hold or be working towards a relevant qualification, i.e. ICA, Governance, Compliance qualification (Desirable not Essential)
– Language skills in French or Italian would be an advantage